40-question diagnostic across all six settlement instruction dimensions. AIM-specific and CRD-specific callouts. Prioritized PDF report delivered within 48 hours.
One-time payment. Report delivered by email. 48-hour turnaround.
Settlement fails cost asset managers in buy-in penalties, reputational damage with prime brokers, and growing regulatory scrutiny. Most fails trace back to the same root causes: missing standing settlement instructions, stale instructions, and no systematic validation cadence. The cost of a fail is always higher than the cost of fixing the record before it fails.
Visualize where your settlement instruction gaps are concentrated: by market (US, UK, EU, APAC), by counterparty type, and by instrument class.
Not a generic checklist. Your specific gaps, ranked by settlement fail probability, with concrete first steps for each dimension.
What are these gaps costing you right now in settlement fails, buy-in risk, and ops overhead? Quantified by gap severity.
Bloomberg AIM and Charles River IMS handle settlement instruction storage and lookup differently. Your report includes callouts specific to the platform your firm uses.
FCA T+1 (Dec 2026) and US T+1 create settlement workflow requirements many firms have not mapped. Your report covers the specific changes needed.
Invalid BIC codes and malformed account structures are invisible until settlement day. The audit surfaces format validation gaps before they cost you.
Per-counterparty instruction completeness, missing instruction detection, exception handling workflows
US (DTC), UK (CREST), EU (Euroclear/Clearstream), APAC — custodian instruction format completeness per market
Validation cadence, change detection from counterparties, SWIFT notification processes
T+1 workflow readiness (US and FCA Dec 2026), SWIFT/BIC/IBAN validation, SWIFT message standards
New counterparty onboarding (dual-control), stale record decommissioning, version control
How standing settlement instructions flow from OMS to settlement (AIM vs. CRD architecture), FIX allocation instruction alignment, multi-prime broker instruction management
"Most buy-side firms discover settlement instruction gaps the hard way: after a settlement fail that generates a buy-in notice and a conversation with your prime broker you did not want to have. The point of this audit is to find those gaps before that conversation."
$997 one-time. 48-hour PDF report delivery. Zero vendor bias: the findings are based on your actual settlement instruction program, not a product pitch.
Get the Full Audit - $997 →Or start with the free 12-question quick audit →
Settlement instruction gaps do not exist in isolation. If your OMS is not configured to manage standing settlement instructions cleanly, the problem compounds. The OMS Readiness Assessment covers the full system.
View OMS Assessment →Editable SSI templates and operational checklists included in the monthly toolkit subscription. Complement the audit with ready-to-use documentation.
View the Toolkit →