Engagement Options

The right engagement for where you are

Five engagement structures, sized to the work. Diagnostics start at $7.5K. Full implementation delivery starts at $50K. Every engagement has explicit scope, defined deliverables, and a process you can explain to your COO.

Most firms enter through one of four routes.

Fast triage OMS Risk Scan

For a narrow concern, boardroom pressure, or an early signal that needs a quick executive read.

Default entry OMS Readiness Diagnostic

For broad scope questions spanning workflow, data, compliance, integration, UAT, and cutover.

Focused control review Compliance Rule Mapping Audit

For noisy rule libraries, override sprawl, stale mandate translation, and weak audit evidence.

Platform decision TCO & Vendor Selection Sprint

For steering-committee decisions where AIM vs CRD, budget, and operating-model fit must be defended.

Start with a scoped diagnostic.

Flagship

OMS Readiness Diagnostic

The starting point for any implementation conversation.

$7,500–$9,500

5–10 business days

  • Trade capture and workflow audit
  • Compliance rule inventory and gap analysis
  • FIX connectivity and IBOR readiness assessment
  • Data migration feasibility review
  • Written findings report with prioritized remediation

For buy-side firms evaluating a Bloomberg AIM or Charles River IMS implementation — or preparing for board-level scope approval.

TCO & Vendor Selection Sprint

Decision support for AIM vs CRD selection, budget defensibility, and steering committee approval.

$15,000-$30,000

2-4 weeks

  • Vendor scoring matrix for AIM vs CRD
  • 36-month TCO model and sensitivity view
  • Integration complexity and implementation effort estimate
  • Operating-model fit assessment
  • Steering committee recommendation memo

For firms selecting between Bloomberg AIM and Charles River where the board needs a defensible platform and budget recommendation.

Compliance Rule Mapping Audit

Focused audit of mandate translation, rule reliability, exception workflow, and evidence.

$12,500–$25,000

Scoped audit

  • Compliance rule inventory and mandate mapping
  • False positive, override, and stale-rule analysis
  • Exception workflow and audit trail review
  • Testing framework and change-control evidence
  • Prioritized remediation memo for compliance and operations

For firms already on Charles River IMS or Bloomberg AIM where compliance rules are noisy, hard to defend, or detached from written mandates.

Post-Go-Live Optimization Review

Fix what's broken after a live cutover.

$7,500–$10,000

5–10 business days

  • Production environment audit (live data, real workflows)
  • FIX session and custodian feed diagnostics
  • Performance issue identification and root cause analysis
  • Compliance rule effectiveness review
  • Stabilization roadmap and knowledge transfer

For firms that went live on Bloomberg AIM or Charles River IMS and are experiencing parallel run pain, trading desk complaints, or performance drift on T+1 settlement.

Diagnostic engagements are scoped and priced before work begins. You receive a written statement of work with explicit deliverables — no surprises. These are not proposals; they are active consulting engagements with a defined output.

Failed OMS implementations don't fail quietly.

OMS Readiness Diagnostic

The clean on-ramp between a free assessment and a full advisory engagement. In 10 business days, you get a complete picture of where you stand — before committing to a six-figure implementation.

Recommended
$7,500–$9,500
Fixed fee · 20–25 consulting hours · 10 business days
Buyer COO · CTO · Head of Operations · Head of Trading Systems · Compliance Technology Lead
Best for Firms evaluating Bloomberg AIM or Charles River, post-go-live remediation, compliance rule mapping, workflow friction, or integration readiness
Workstream Output
Intake & discovery Current-state profile, stakeholder map, scope assumptions
Workflow review Trading, compliance, data, settlement, and integration friction points
Platform readiness AIM/CRD readiness scorecard and implementation risk matrix
Gap analysis Prioritized severity-ranked findings
Roadmap 30/60/90-day remediation plan with rough timeline and budget bands
Executive readout 60-minute leadership debrief and written recommendation memo

Diagnostic fee credited against an Advisory Sprint if engaged within 60 days. Makes it a smart first move, not a sunk cost.

Specialized diagnostics for specific needs

Same structured approach, scoped to your specific challenge. Each variant follows the flagship format — deliverables table, executive readout, 60-day credit toward an Advisory Sprint.

Compliance Rule Mapping Audit
$12,500–$25,000
Scoped audit
Buyer: Compliance Technology Lead, Head of Operations, COO

For firms with an existing OMS deployment needing mandate translation, rule-library reliability, exception workflow, testing evidence, or audit-trail review.

Rule inventory Complete audit of existing compliance rules vs. mandate requirements
Gap matrix T+1, IBOR, FIX, and regulatory rule gaps ranked by exposure severity
Workflow map As-is and to-be workflow diagrams for compliance and settlement flows
Automation readiness Assessment of rules eligible for automated enforcement vs. manual review
Remediation roadmap Prioritized fix sequence with implementation complexity estimates
Executive readout 60-minute debrief with written compliance risk memo
↻ Fee credited against Advisory Sprint within 60 days.
Post-Go-Live Optimization Review
$7,500–$10,000
Fixed fee · 10 business days
Buyer: Head of Operations, Head of Trading Systems, COO

For firms 3–12 months post-OMS deployment experiencing operational friction. Focuses on performance gaps, integration failures, compliance rule drift, and user adoption issues that surface after go-live.

Performance audit Latency, throughput, and exception rate benchmarks vs. expected baselines
Integration health check FIX session stability, custodian feed reliability, break rate analysis
Compliance drift review Rules modified or disabled post-go-live; exposure impact assessment
Adoption gaps Workflow deviations and manual workarounds your team has built around the OMS
Fix priority list Ranked remediation backlog with effort estimates and quick-win callouts
Executive readout 60-minute debrief and written optimization memo
↻ Fee credited against Advisory Sprint within 60 days.

Engagement tier comparison

Every tier builds on the last. The Diagnostic is your foundation — it makes later work faster and better-scoped.

Capability
Diagnostic
$7.5K–$25K
Advisory Sprint
$25K–$50K
Implementation Partner
$50K–$150K
Retainer
$5K–$15K/mo
Discovery calls
Document review
Workflow review
Readiness scorecard
Gap analysis & roadmap
Executive debrief
Implementation support
Ongoing email access
Retainer availability
Start Scoping Start a Conversation Start a Conversation View Retainer Options

From sprint to full delivery.

Advisory Sprint
$25K–$50K
Fixed-scope · 30–90 day engagement
Duration 4–12 weeks

What's included

  • Implementation kickoff, migration, or compliance build-out
  • Explicit deliverables and milestones defined upfront
  • Working sessions plus written output
  • One senior consultant — no junior handoffs
  • Fixed price — no surprises at week 8

This engagement is for you if:

  • You're ready to execute a focused 30–90 day engagement on a defined workstream
  • You need implementation kickoff support, migration execution, or compliance build-out
  • Your team needs outside expertise for a bounded phase, not ongoing support

Not the right fit if:

  • You're looking for ongoing support without a defined scope — see the Retainer option below
Request Engagement Fit Review →

Free 30-min scoping call · No commitment required

NDA available upon request
No production system access required for diagnostic
Secure document handling — see our security model
Platform-neutral — not affiliated with Bloomberg or State Street
All data handling per PBW Privacy Notice

All engagements include a written scoping document, defined deliverables, and explicit sign-off points. No surprises at week 10. The person who scopes the engagement delivers it.

Engagements span Bloomberg AIM and Charles River IMS — pick your starting point.

AIM

Bloomberg AIM Implementations

Trade lifecycle, compliance rules, FIX connectivity, custodian integration, performance optimization. Full scope from requirements through post-go-live for Bloomberg AIM consultants and their clients.

View Bloomberg AIM Services →
CRD

Charles River IMS Implementations

End-to-end Charles River IMS delivery — order management, portfolio rebalancing, compliance rule mapping, FIX connectivity, IBOR integration, and multi-custodian feeds for buy-side firms.

View Charles River Services →

Not sure which tier fits? Let's talk.

A 30-minute call establishes the right engagement structure. We ask about your current state, your timeline, and what a successful implementation looks like for your firm — then we recommend the right tier. No sales process.